Vanadium dioxide : A Peierls-Mott insulator stable against disorder

Physics – Condensed Matter – Strongly Correlated Electrons

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Scientific paper

Vanadium dioxide undergoes a first order metal-insulator transition (MIT) at 340 K. At high temperature, the crystal structure is metallic with the rutile structure (R), while it transforms to the monoclinic (M$_1$) phase and becomes insulating below the transition temperature. Experimental evidence suggests that the insulator is obtained due to strong correlations in this material, however density functional theory (DFT) predicts the M$_1$ phase to be metallic. In this work, we develop and carry out state of the art linear scaling DFT calculations refined with non-local dynamical mean-field theory (DMFT). We validate our approach by applying this cutting edge methodology to the M$_1$ phase of VO$_2$. We find that a Peierls-Mott instability is responsible for the insulating M$_1$ phase, which furthermore survives a large degree of disorder accounting for the MIT observed when no long-range crystallographic order is present. The Peierls-Mott instability involves two electrons per vanadium atom in $t_{2g}$ orbitals and reconciles the Peierls picture with recent soft x-ray absorption spectroscopy (XAS), which points towards a breaking of the one electron per 3d orbital picture suggested early by Goodenough. Finally, since fluctuations in VO$_2$ thin film deposition may cause departure from the ideal stoichiometry, we discuss how the MIT is affected by oxygen vacancies.

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