Asynchronous Communication: Capacity Bounds and Suboptimality of Training

Computer Science – Information Theory

Scientific paper

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27 pages, 8 figures, submitted to the IEEE Transactions on Information Theory

Scientific paper

Basic limits of asynchronous point-to-point communication over discrete memoryless channels are established. In the system model of interest, the codeword is transmitted over a channel starting at a random time within a prescribed window whose length corresponds to the level of asynchronism in the system. Communication rate is defined as the ratio between the message size and the elapsed time between when transmission commences and when the decoder makes a decision. Upper and lower bounds on the capacity of such systems are established, and are shown to coincide in some nontrivial cases. Additional properties of capacity as a function of the level of asynchronism are also developed. In practice, communication is typically structured according to a training-based architecture, whereby synchronization and communication are implemented separately. We quantify the inherent constraints in this architecture, and analyze its corresponding performance limits. We show that, in general, schemes conforming to this architecture cannot achieve capacity, and that the performance penalty is particularly significant when operating at rates approaching the synchronous capacity of the channel.

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