The index formula and the spectral shift function for relatively trace class perturbations

Mathematics – Spectral Theory

Scientific paper

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85 pages, minor corrections incorporated

Scientific paper

We compute the Fredholm index, ind(D_A), of the operator D_A = (d/dt) + A on L^2(\bbR;\cH) associated with the operator path {A(t)}_{t=-\infty}^{\infty}, where (A f)(t) = A(t) f(t) for a.e. t\in\bbR, and appropriate f \in L^2(\bbR;\cH), via the spectral shift function xi(.;A_+,A_-) associated with the pair (A_+, A_-) of asymptotic operators A_{\pm}=A(\pm\infty) on the separable complex Hilbert space \cH in the case when A(t) is generally an unbounded (relatively trace class) perturbation of the unbounded self-adjoint operator A_-. We derive a formula (an extension of a formula due to Pushnitski) relating the spectral shift function xi(.;A_+,A_-) for the pair (A_+, A_-), and the corresponding spectral shift function xi(.;H_2,H_1) for the pair of operators (H_2,H_1)=(D_A {D_A}^*, {D_A}^* D_A) in this relative trace class context. This formula is then used to identify the Fredholm index of D_A with xi(0;A_+,A_-). In addition, we prove that ind(D_A) coincides with the spectral flow SpFlow ({A(t)}_{t=-\infty}^\infty) of the family {A(t)\}_{t\in\bbR} and also relate it to the (Fredholm) perturbation determinant for the pair (A_+, A_-). We also provide some applications in the context of supersymmetric quantum mechanics to zeta function and heat kernel regularized spectral asymmetries and the eta-invariant.

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